Governance Services
The big change in the industry is that the FMA will now look at your business from a directors' perspective. There is no longer only a link to the adviser. The biggest adjustment in this regime is for directors not advisers. Compliance Refinery has partnered with professional directors to provide Advisory Board services, Director and compliance Officer training courses and tools and templates for your business.
Give yourself the confidence to KNOW you are meeting the standards. Hoping can be a stressful endeavour.
Advisory Board
Compliance Refinery has worked hard to develop internal and external expertise to support directors. Our Advisory Board services provide you the assurance you can maximise the session.
Director Support Programme
The tasks and responsibilities of a Director can be difficult, isolating and require certain technical knowledge. Compliance Refinery in partnership with governance specialists, Faraday & Company, is offering this course to give Directors of FAP’s an understanding of their obligations, potential liabilities and how to optimally govern their business.
Compliance Officer Support Programme
Compliance Refinery has designed this programme to provide support for the people in your business who help build and protect your organisation, ensure all regulations are met and your FAP License is secure. Our team understands how crucial it is for your senior support staff or Compliance Personnel to have the tools, skills and implementation capabilities to support the Directors in your business. This is precisely why our programme not only provides training sessions, but it integrates your Compliance Officer into our community to provide support and foster the confidence to execute tasks.
Tools and Templates
Compliance Refinery has developed a set of tools which assist the day to day activities of successful Directors and Compliance Officers. We provide additional resources and training materials upon request.
For more information on what tools and templates we offer, please email our team.