Sheena Hall is a seasoned Compliance Manager with over 20 years of experience in financial services, specialising in compliance management, paraplanning, AML/CFT, and adviser process development. Sheena currently leads the advice/file audit function at Compliance Refinery, where she conducts in-depth audits, develops policy frameworks, and mentors advisers and staff across all areas of financial services compliance.
She has her National Certificate in Financial Services including the Investment and Insurance strands of the New Zealand Certificate in Financial Services, bringing technical expertise to her practical application of compliance standards and regulatory frameworks.
Sheena brings a strategic lens to compliance, honed through leadership roles across both boutique and national financial institutions. Her work is grounded in practical knowledge of financial advice legislation, licensing, internal controls, and best-practice processes. She has a strong reputation for developing robust internal systems, conducting effective training programmes, and assisting businesses in achieving and maintaining their FAP licences.
