Core Compliance officer services

Clients love this service because of the quality quarterly contact points. clients feel engaged,up to date and confident to focus on building their business..

What Is The Comprehensive Compliance Officer Services?

This is the “We do it for you” model! Directors love the assurance and
engagement this service provides. Assists you in fulfilling your FAP
licensing obligations for Class 1 or 2 FAP’s. This service Allows you to
focus on your business and have professionals Core the compliance
testing in your business.

Why Is It Right For Your Business?

You are a mature class 1 or 2 business looking to develop the compliance officer and governance functions of the business. You either can’t find a full time resource or sell at the level where they only want to invest in part time resource. This is an important step in your journey and you want it done right. It also gives you the opportunity to upskill your administrative team.

Why Businesses Choose This Service

  • Ongoing compliance expertise and support
  • Regular engagement and accountability
  • Confidence that licensing obligations are being met
  • Improved governance, oversight, and business efficiency
  • More time to focus on clients and business growth

What's Included

  • Fortnightly compliance coordination meetings
  • Advice vetting and review
  • Compliance testing and monitoring
  • Governance reporting and board support
  • Marketing and advertising approvals
  • Complaints management
  • CPD and competency reviews
  • Business continuity planning
  • Regulatory and licensing assessments
  • Staff training and development
  • Support with growth, productivity, and operational improvements

Quarterly Governance Support

Each quarter we provide:

  • Meeting agenda and minutes
  • Action tracking
  • Risk and strategy review
  • Register reviews (complaints, conflicts, etc.)
  • Compliance testing and reporting
  • Director and governance reporting

The Compliance Refinery Difference

We work closely with your business, integrating into your processes and systems to provide practical, hands-on compliance support. Our approach combines regulatory expertise, governance guidance, compliance testing, and business improvement strategies to help you build a stronger, more productive business.

Engagement Model

This service operates on an annual subscription basis with ongoing quarterly reviews and reporting. Long-term engagements are recommended to ensure continuity, consistency, and sustainable improvement.

Optional Add-On Services

  • File Reviews
  • AML/CFT Programme Reviews
  • DIMS Reviews
  • Governance Reviews
  • Marketing & Advertising Reviews
  • CPD & Competency Reviews
  • Business Continuity Reviews
  • Cyber & Technology Risk Reviews

Find out more. Get in touch today.