At Compliance Refinery, our Community Building service helps FAP businesses strengthen relationships, improve engagement, and build a connected professional community across advisers, staff, and stakeholders.
We focus on creating a culture of collaboration, trust, and shared learning within your business and wider network.
We offer practical, role-specific courses designed to strengthen capability, improve compliance understanding, and support effective leadership within regulated financial services environments.
This course is designed to help directors understand their governance and compliance responsibilities within regulated financial services businesses. It focuses on accountability, oversight, and effective decision-making in line with regulatory expectations.
This training provides practical guidance for compliance officers and operations managers responsible for day-to-day regulatory management. It covers key obligations, systems, and processes needed to maintain effective compliance frameworks.
Our advice intensives are focused, practical sessions designed to strengthen adviser capability. They provide real-world insights, regulatory clarity, and hands-on learning to improve advice quality and compliance outcomes.
Sponge is an innovative approach to Continuing Professional Development (CPD) for New Zealand’s financial advisers. It provides engaging, practical, and accessible learning opportunities that help advisers maintain professional competence, stay current with industry developments, and meet ongoing regulatory expectations.
Through a range of training resources and learning experiences, Sponge supports advisers in building knowledge, improving capability, and delivering better outcomes for their clients.
Learn more at: https://sponge.co.nz/home
Our AML/CFT training helps organisations and teams understand their obligations under anti-money laundering and countering financing of terrorism regulations. The training focuses on practical application, risk awareness, and building strong internal compliance culture.
We also provide tailored ad hoc training sessions to address specific business needs or emerging compliance challenges. These sessions are flexible and designed to deliver targeted learning where and when it is needed most.
We help you:
This service helps you create a strong, connected, and collaborative business culture, where teams work better together, share knowledge effectively, and support long-term success.